Richard Andrew Baker

Current Employers

Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-05-14
TN	RA	APPROVED	2026-05-12

FL RA
APPROVED

Since 2026-05-14
TN RA
APPROVED

Since 2026-05-12

Branch Locations

1102 Kermit Dr Suite 200, Nashville, TN 37217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Florida Financial Advisors Dba Tristate Financial Advisors	Nashville	TN	05/2026	Present
Lipscomb University Tennis Center	Nashville	TN	09/2016	09/2017
Us Army	Clarksville	TN	08/2018	12/2021
J Alexanders	Nashville	TN	01/2022	03/2023
Unemployed	Nashville	TN	09/2017	08/2018
University Of Tennessee	Knoxville	TN	03/2023	12/2025
Unemployed	Nashville	TN	01/2016	09/2016
Unemployed	Nashville	TN	12/2025	05/2026
Registered Representative	Nashville	TN	07/2026	Present

05/2026 → Present

Florida Financial Advisors Dba Tristate Financial Advisors

Nashville, TN
09/2016 → 09/2017

Lipscomb University Tennis Center

Nashville, TN
08/2018 → 12/2021

Us Army

Clarksville, TN
01/2022 → 03/2023

J Alexanders

Nashville, TN
09/2017 → 08/2018

Unemployed

Nashville, TN
03/2023 → 12/2025

University Of Tennessee

Knoxville, TN
01/2016 → 09/2016

Unemployed

Nashville, TN
12/2025 → 05/2026

Unemployed

Nashville, TN
07/2026 → Present

Registered Representative

Nashville, TN

Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 1102 Kermit Dr, Suite 200, Nashville, TN 37217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 05/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 1102 Kermit Dr, Suite 200, Nashville, TN 37217. Nature of Business: Insurance. Position: Independent Contractor. 05/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Trinity Wealth Securities, LLC. Investment Related. 1102 Kermit Dr, Suite 200, Nashville, TN 37217. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 07/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-07-27
S65	Uniform Investment Adviser Law Examination	2026-04-30

S63 Uniform Securities Agent State Law Examination

2026-07-27
S65 Uniform Investment Adviser Law Examination

2026-04-30