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Ankit Vats

Northwest Asset Management

Silverdale, WA

Mercer Island, WA

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Current Employers
Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-04-28
  • WA RA
    APPROVED
    Since 2026-04-28

Branch Locations

Silverdale, WA • United States

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empire Sandwiches Ludhiana 09/2015 05/2019
Unemployed Florence AL 05/2019 09/2022
Richmonks Advisory Services Private Limited Florence AL 09/2022 05/2023
Unemployed Silverdale WA 05/2023 04/2025
Richmonks Advisory Services Private Limited Silverdale WA 04/2025 03/2026
Nwam, Llc Dba North West Asset Management Mercer Island WA 03/2026 Present
  • 09/2015 → 05/2019
    Empire Sandwiches
    Ludhiana
  • 05/2019 → 09/2022
    Unemployed
    Florence, AL
  • 09/2022 → 05/2023
    Richmonks Advisory Services Private Limited
    Florence, AL
  • 05/2023 → 04/2025
    Unemployed
    Silverdale, WA
  • 04/2025 → 03/2026
    Richmonks Advisory Services Private Limited
    Silverdale, WA
  • 03/2026 → Present
    Nwam, Llc Dba North West Asset Management
    Mercer Island, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-10
  • S65 Uniform Investment Adviser Law Examination
    2025-12-10

View on SEC IAPD

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