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Alec Joffre Smidt

Bass Rocks, LLC / Bass Rocks Asset Management

Alamo, CA

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Current Employers
Bass Rocks, Llc / Bass Rocks Asset Management

Alamo, CA • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-19
CA RA APPROVED 2026-05-05
TX RA APPROVED 2026-05-05
  • AZ RA
    APPROVED
    Since 2026-05-19
  • CA RA
    APPROVED
    Since 2026-05-05
  • TX RA
    APPROVED
    Since 2026-05-05

Branch Locations

Alamo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colling's Guitars Austin TX 02/2016 12/2017
Xyz Llc Austin TX 01/2018 12/2024
Full Throttle Marketing Austin TX 01/2025 04/2026
Bass Rocks, Llc / Bass Rocks Asset Management Alamo CA 04/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-17
  • S65 Uniform Investment Adviser Law Examination
    2025-11-17

View on SEC IAPD

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