James Lavern Cox

Current Employers

Employment History

• 08/2014 → 02/2018
  Sii Investments, Inc.
  Fort Collins, CO
• 02/2018 → 03/2026
  Lpl Financial Llc
  Fort Collins, CO
• 04/2026 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2026 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-02-14 → 2026-04-10
  Lpl Financial Llc
  Fort Collins, CO
  Fort Collins, CO
• 2014-08-01 → 2018-02-14
  Sii Investments, Inc.
  Fort Collins, CO
• 2009-09-28 → 2014-08-13
  Avantax Advisory Services
  Wellington, CO
• 2005-11-18 → 2008-12-16
  Wells Fargo Investments, Llc
  Fort Collins, CO
  Rochester, MN
  Rochester, MN

Other Businesses

1. JBA WEALTH MANAGEMENT GROUP, 1136 E. Stuart St. #2100, Fort Collins, CO 80525, 03/01/1984, Agent, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING 2. JBA WEALTH MANAGEMENT - JC COX, 1136 E. Stuart St. #2100, Fort Collins, CO 80525, 10/01/2003, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 5 HR/MO TRADING 3. NICO PROFESSIONAL SERVICES, 921 E. Prospect Rd., Unit B, Fort Collins, CO 80525, 01/19/1996, Director, Construction/Labor, NIR, 10 HR/MO - 0 HR/MO TRADING 4. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 04/2026, Investment Advisor Representative, CIRA affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-11-16

Other Names

• Jc Lavern Cox
• James Lavern Cox
• James Lavern Cox