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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-29
  • CA RA
    APPROVED
    Since 2026-05-29

Branch Locations

11150 West Olympic Blvd. Suite 1180, Los Angeles, CA 90064 • United States

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empirical Wealth Management Seattle CA 06/2025 Present
Tigerconnect Santa Monica CA 06/2022 02/2025
Southern Glazer's Wine & Spirit Manhattan Beach CA 10/2021 06/2022
Campsurf Manhattan Beach CA 06/2015 08/2017
University Of Colorado Boulder CO 08/2017 05/2021
Unemployed Boulder CO 05/2021 10/2021
Unemployed Santa Monica CA 02/2025 06/2025
  • 06/2025 → Present
    Seattle, CA
  • 06/2022 → 02/2025
    Tigerconnect
    Santa Monica, CA
  • 10/2021 → 06/2022
    Southern Glazer's Wine & Spirit
    Manhattan Beach, CA
  • 06/2015 → 08/2017
    Campsurf
    Manhattan Beach, CA
  • 08/2017 → 05/2021
    University Of Colorado
    Boulder, CO
  • 05/2021 → 10/2021
    Unemployed
    Boulder, CO
  • 02/2025 → 06/2025
    Unemployed
    Santa Monica, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-29
  • S65 Uniform Investment Adviser Law Examination
    2026-05-29

View on SEC IAPD

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