Andrew Michael Mccay

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2024-03-21
TX	RA	APPROVED	2024-03-21

AL RA
APPROVED

Since 2024-03-21
TX RA
APPROVED

Since 2024-03-21

Branch Locations

Auburn, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Opelika	AL	07/2016	03/2022
Morgan Stanley Private Bank, N.A.	New York	NY	08/2016	03/2022
Cetera Advisors Llc	St Cloud	MN	03/2022	Present
Kodiak Wealth, Llc	Auburn	AL	03/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

07/2016 → 03/2022

Morgan Stanley

Opelika, AL
08/2016 → 03/2022

Morgan Stanley Private Bank, N.A.

New York, NY
03/2022 → Present

Cetera Advisors Llc

St Cloud, MN
03/2022 → Present

Kodiak Wealth, Llc

Auburn, AL
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2016-07-22 → 2022-04-06

Morgan Stanley

Opelika, AL
2012-08-23 → 2016-07-25

Pnc Managed Account Solutions, Inc.

Auburn, AL
2008-06-04 → 2010-09-23

Wells Fargo Clearing Services, Llc

Birmingham, AL

Fairfield, AL

Bessemer, AL

Birmingham, AL

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 04/2022, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANNUITIES AND LONG-TERM CARE 2) NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3)NAME OF OTHER BUSINESS: KODIAK WEALTH, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 3/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: GIG WORKER SOLUTIONS, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED ADDRESS, NATURE OF BUSINESS: PAYROLL AND BENEFITS, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REFER SELF-EMPLOYED CLIENTS;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-03
S63	Uniform Securities Agent State Law Examination	2006-06-28

S65 Uniform Investment Adviser Law Examination

2008-06-03
S63 Uniform Securities Agent State Law Examination

2006-06-28

Other Names

Andrew Michael Mccay
Andrew M Mccay
Andrew M. Mccay

View on SEC IAPD