Christopher Pfuhl

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-12
NC	RA	APPROVED	2026-06-08
SC	RA	APPROVED	2026-06-08

TX RA
APPROVED

Since 2026-06-12
NC RA
APPROVED

Since 2026-06-08
SC RA
APPROVED

Since 2026-06-08

Branch Locations

Charlotte, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fort Mill	SC	04/2026	Present
Unemployed	Charlotte	NC	02/2025	03/2026
Execonline	Washington	DC	07/2021	02/2025
Unemployed	Charlotte	NC	06/2021	07/2021
College Of William And Mary	Williamsburg	VA	08/2017	05/2021
South Mecklenburg High School	Charlotte	NC	01/2016	07/2017

04/2026 → Present

Lpl Financial Llc

Fort Mill, SC
02/2025 → 03/2026

Unemployed

Charlotte, NC
07/2021 → 02/2025

Execonline

Washington, DC
06/2021 → 07/2021

Unemployed

Charlotte, NC
08/2017 → 05/2021

College Of William And Mary

Williamsburg, VA
01/2016 → 07/2017

South Mecklenburg High School

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-08

S66 Uniform Combined State Law Examination

2026-06-08

View on SEC IAPD

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