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Bloomington, IN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Shield Finance, Llc | Bloomington | IN | 08/2025 | Present |
| Indiana University Police Department | Bloomington | IN | 06/2011 | Present |
Name/Nature of Business: Indiana University Police Department Investment-Related: No Address: 1469 E 17th St, Bloomington, IN 47408 Position/Title/Duties/Relationship: Police Officer Start Date: June 2011 Number Hours/Month: 96 Number Hours/Month During Trading Hours: 96 Name/Nature of Business: Author: Financial Survival for Law Enforcement Investment-Related: No Address: 7612 W Saddle Gate Drive Bloomington, IN 47404 Position/Title/Duties/Relationship: Author Start Date: May 2026 Number Hours/Month: 0 Number Hours/Month During Trading Hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-26 |
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