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Brian Michael Finnegan

Northern Trust Investments, Incorporated

Chicago, IL

New York, NY

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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-06-06
  • NJ RA
    APPROVED
    Since 2025-06-06

Branch Locations

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

390 Park Avenue 2Nd Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock New York NY 02/2015 03/2025
Blackrock Investments, Llc New York NY 02/2015 03/2025
Northern Trust New York NY 04/2025 Present
Northern Trust Securities, Inc. New York NY 04/2025 Present
  • 02/2015 → 03/2025
    Blackrock
    New York, NY
  • 02/2015 → 03/2025
    Blackrock Investments, Llc
    New York, NY
  • 04/2025 → Present
    Northern Trust
    New York, NY
  • 04/2025 → Present
    Northern Trust Securities, Inc.
    New York, NY
Previous Registrations
  • 2015-02-18 → 2025-03-28
    Blackrock Investment Management, Llc
    New York, NY
    Princeton, NJ
    New York, NY
  • 2009-01-21 → 2015-01-30
    Barclays Capital Inc.
    New York, NY
    New York, NY
  • 2008-08-29 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-28
  • S66 Uniform Combined State Law Examination
    2008-08-28

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
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