Inactive

Blake Gaulden

Osaic Advisory Services, LLC

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Current Employers

Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-09-11

NC RA
APPROVED

Since 2025-09-11

Branch Locations

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

280 S Mangum St Suite 345, Durham, NC 27701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Chapel Hill	NC	12/2008	11/2020
Securities America, Inc.	Durham	NC	11/2020	07/2021
Arbor Point Advisors	Durham	NC	11/2020	07/2021
Lincoln Financial Advisors Corporation	Lutherville	MD	07/2021	08/2024
Lpl Financial Llc	Durham	NC	08/2024	05/2025
Osaic Advisory Services	Atlanta	GA	09/2025	Present
Gaulden & Associates Wealth Management	Durham	NC	06/2025	Present

12/2008 → 11/2020

Ameriprise Financial Services, Inc.

Chapel Hill, NC
11/2020 → 07/2021

Securities America, Inc.

Durham, NC
11/2020 → 07/2021

Arbor Point Advisors

Durham, NC
07/2021 → 08/2024

Lincoln Financial Advisors Corporation

Lutherville, MD
08/2024 → 05/2025

Lpl Financial Llc

Durham, NC
09/2025 → Present

Osaic Advisory Services

Atlanta, GA
06/2025 → Present

Gaulden & Associates Wealth Management

Durham, NC

Previous Registrations

2024-08-14 → 2025-05-15

Lpl Financial Llc

Durham, NC

Durham, NC

San Diego, CA
2021-07-19 → 2024-08-19

Osaic Fa, Inc.

Durham, NC

Lutherville, MD
2020-11-20 → 2021-07-16

Arbor Point Advisors

Durham, NC
2010-10-08 → 2020-11-24

Ameriprise Financial Services, Llc

Chapel Hill, NC

Durham, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-14

S66 Uniform Combined State Law Examination

2009-08-14

Designations

Other Names

Blake Christopher Gaulden

View on SEC IAPD

Other Firms

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BISON WEALTH, LLC

BRIGHTER INVESTING, PB LLC

RBC CAPITAL MARKETS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NEWEDGE ADVISORS

EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL

CLAYTON SHAWN GIBSON

FRANK THOMAS WATERSON

WILLIAM LEWIS LEVINE

CHAD JOSEPH NORFOLK

SEAN PATRICK COOK

JONATHAN CHRISTOPHER BRISTOW

MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA

HB WEALTH · ATLANTA, GA

BISON WEALTH, LLC · ATLANTA, GA

BRIGHTER INVESTING, PB LLC · ATLANTA, GA

RBC CAPITAL MARKETS, LLC · Atlanta, GA

HB WEALTH · Atlanta, GA

AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA

NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

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