Liam Neil Passi

Current Employers

Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-05-27

CA RA
APPROVED

Since 2026-05-27

Branch Locations

Eighth Avenue Place 525 - 8Th Avenue Sw, Calgary, Ab T2P 1G1 • Canada

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	From	To
Raymond James Ltd.	Calgary, Alberta	01/2024	Present
Raymond James Financial Planning Ltd.	Calgary, Alberta	05/2025	Present
Raymond James (Usa) Ltd.	Calgary, Alberta	03/2026	Present
Unemployed	Calgary	11/2023	12/2023
Bmo Nesbitt Burns	Calgary	07/2023	10/2023
Unemployed	Calgary	06/2023	06/2023
Rbc Dominion Securities	Sudbury	10/2021	05/2023
Rbc Royal Bank	Sudbury	09/2020	09/2021
Unemployed	Sudbury	05/2020	08/2020
Full-Time Education	Sudbury	09/2017	04/2020
Full-Time Education	Toronto	09/2015	08/2017
Glencore Sudbury Ino	Sudbury	05/2019	08/2019
Glencore Sudbury Ino	Sudbury	05/2018	08/2018
Glencore Sudbury Ino	Sudbury	05/2017	08/2017

01/2024 → Present

Raymond James Ltd.

Calgary, Alberta
05/2025 → Present

Raymond James Financial Planning Ltd.

Calgary, Alberta
03/2026 → Present

Raymond James (Usa) Ltd.

Calgary, Alberta
11/2023 → 12/2023

Unemployed

Calgary
07/2023 → 10/2023

Bmo Nesbitt Burns

Calgary
06/2023 → 06/2023

Unemployed

Calgary
10/2021 → 05/2023

Rbc Dominion Securities

Sudbury
09/2020 → 09/2021

Rbc Royal Bank

Sudbury
05/2020 → 08/2020

Unemployed

Sudbury
09/2017 → 04/2020

Full-Time Education

Sudbury
09/2015 → 08/2017

Full-Time Education

Toronto
05/2019 → 08/2019

Glencore Sudbury Ino

Sudbury
05/2018 → 08/2018

Glencore Sudbury Ino

Sudbury
05/2017 → 08/2017

Glencore Sudbury Ino

Sudbury

Other Businesses

1) Raymond James Ltd. (“RJL”), a registered investment dealer with CIRO, is the Canadian affiliate and parent company of Raymond James (USA) Ltd. ("RJLU"). The business is investment related. Liam Passi is located at Suite 4100, 525 - 8th Ave., SW, Calgary Alberta, and has been employed since January 2, 2024. He is a full-time employee/agent and his title with RJL is “Wealth Advisor & Financial Planner”. He devotes 160 hours a month to this business during business and trading hours, and his job duties include sales. 2) Raymond James Financial Planning Ltd. (“RJFP”), is the insurance and estate planning division of Raymond James Ltd. RJFP deals with insurance solutions, wealth management, tax and estate planning and business continuity. Liam Passi is located at Suite 4100, 525 - 8th Ave., SW, Calgary Alberta, and has been licensed with RJFP since May 5, 2025 as a full-time agent. He devotes 20 hours a month to this business during business and trading hours, and job duties include life insurance sales &/or financial planning.

Designations