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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-08-10 |
| IL | RA | APPROVED | 2026-06-10 |
Branch Locations
20 North Wacker Drive Suite 3010, Chicago, IL 60606 • United States
Chicago, IL • United States
Annandale, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Chicago | IL | 07/2025 | 04/2026 |
| Ernst & Young Llp | Chicago | IL | 07/2024 | 07/2025 |
| George Mason University (Full-Time Student) | Fairfax | VA | 08/2023 | 05/2024 |
| Ernst & Young Llp | Chicago | IL | 06/2023 | 08/2023 |
| George Mason University (Full-Time Student) | Fairfax | VA | 02/2022 | 06/2023 |
| Into George Mason University (Part-Time Job) | Fairfax | VA | 12/2021 | 02/2022 |
| Unemployment | Annandale | VA | 05/2024 | 07/2024 |
| George Mason University (Full-Time Student) | Fairfax | VA | 08/2020 | 12/2021 |
| Cosmos | Yamagata, Gifu | 05/2020 | 08/2020 | |
| Unemployed | Yamagata, Gifu | 03/2020 | 05/2020 | |
| St. Mary's Girls' School | Gifu | 06/2018 | 03/2020 | |
| Alton High School (Student) | Alton | IL | 08/2017 | 06/2018 |
| St. Mary's Girls' School | Gifu | 03/2016 | 08/2017 | |
| Lpl Enterprise Llc | Chicago | IL | 04/2026 | Present |
| Rover | Chicago | IL | 03/2026 | Present |
1. 03/30/2026 - Rover - Other - Chicago, IL - Not INV REl - Chicago, IL - OBA Start date: 03/16/2026 - 10 Hour(s)/Month - 06 Hour(s) During Trading 2. 3/30/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REl - Chicago, IL - OBA Start date: 03/24/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 3/30/2026 - HARUKA NAGAYA N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Chicago, IL - OBA Start date: 03/24/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-10 |
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