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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-08-10
IL RA APPROVED 2026-06-10
  • VA RA
    APPROVED
    Since 2026-08-10
  • IL RA
    APPROVED
    Since 2026-06-10

Branch Locations

20 North Wacker Drive Suite 3010, Chicago, IL 60606 • United States

Chicago, IL • United States

Annandale, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Chicago IL 07/2025 04/2026
Ernst & Young Llp Chicago IL 07/2024 07/2025
George Mason University (Full-Time Student) Fairfax VA 08/2023 05/2024
Ernst & Young Llp Chicago IL 06/2023 08/2023
George Mason University (Full-Time Student) Fairfax VA 02/2022 06/2023
Into George Mason University (Part-Time Job) Fairfax VA 12/2021 02/2022
Unemployment Annandale VA 05/2024 07/2024
George Mason University (Full-Time Student) Fairfax VA 08/2020 12/2021
Cosmos Yamagata, Gifu 05/2020 08/2020
Unemployed Yamagata, Gifu 03/2020 05/2020
St. Mary's Girls' School Gifu 06/2018 03/2020
Alton High School (Student) Alton IL 08/2017 06/2018
St. Mary's Girls' School Gifu 03/2016 08/2017
Lpl Enterprise Llc Chicago IL 04/2026 Present
Rover Chicago IL 03/2026 Present
  • 07/2025 → 04/2026
    Unemployed
    Chicago, IL
  • 07/2024 → 07/2025
    Ernst & Young Llp
    Chicago, IL
  • 08/2023 → 05/2024
    George Mason University (Full-Time Student)
    Fairfax, VA
  • 06/2023 → 08/2023
    Ernst & Young Llp
    Chicago, IL
  • 02/2022 → 06/2023
    George Mason University (Full-Time Student)
    Fairfax, VA
  • 12/2021 → 02/2022
    Into George Mason University (Part-Time Job)
    Fairfax, VA
  • 05/2024 → 07/2024
    Unemployment
    Annandale, VA
  • 08/2020 → 12/2021
    George Mason University (Full-Time Student)
    Fairfax, VA
  • 05/2020 → 08/2020
    Cosmos
    Yamagata, Gifu
  • 03/2020 → 05/2020
    Unemployed
    Yamagata, Gifu
  • 06/2018 → 03/2020
    St. Mary's Girls' School
    Gifu
  • 08/2017 → 06/2018
    Alton High School (Student)
    Alton, IL
  • 03/2016 → 08/2017
    St. Mary's Girls' School
    Gifu
  • 04/2026 → Present
    Chicago, IL
  • 03/2026 → Present
    Rover
    Chicago, IL
Other Businesses

1. 03/30/2026 - Rover - Other - Chicago, IL - Not INV REl - Chicago, IL - OBA Start date: 03/16/2026 - 10 Hour(s)/Month - 06 Hour(s) During Trading 2. 3/30/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REl - Chicago, IL - OBA Start date: 03/24/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 3/30/2026 - HARUKA NAGAYA N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Chicago, IL - OBA Start date: 03/24/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-10
  • S66 Uniform Combined State Law Examination
    2026-06-10

View on SEC IAPD

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