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Hope Olivia Swain

Root Financial Partners

Englewood, CO

Austin, TX

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Current Employers
Root Financial Partners

801 Barton Springs Rd, Austin, TX 78704 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-17
TX RA APPROVED 2026-04-17
  • CO RA
    APPROVED
    Since 2026-04-17
  • TX RA
    APPROVED
    Since 2026-04-17

Branch Locations

Englewood, CO • United States

801 Barton Springs Rd, Austin, TX 78704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Root Financial Partners Austin TX 03/2026 Present
Frontrange Capital Partners Denver CO 02/2023 05/2025
Frontrange Capital Partners Denver CO 01/2022 02/2023
Protiviti Houston TX 09/2020 12/2021
Unemployed Denver CO 06/2025 09/2025
Aspen Book Co/Pinkerton Collective Llc Denver CO 10/2025 02/2026
Student College Station TX 08/2015 05/2020
Unemployed Beaumont TX 06/2020 09/2020
  • 03/2026 → Present
    Root Financial Partners
    Austin, TX
  • 02/2023 → 05/2025
    Frontrange Capital Partners
    Denver, CO
  • 01/2022 → 02/2023
    Frontrange Capital Partners
    Denver, CO
  • 09/2020 → 12/2021
    Protiviti
    Houston, TX
  • 06/2025 → 09/2025
    Unemployed
    Denver, CO
  • 10/2025 → 02/2026
    Aspen Book Co/Pinkerton Collective Llc
    Denver, CO
  • 08/2015 → 05/2020
    Student
    College Station, TX
  • 06/2020 → 09/2020
    Unemployed
    Beaumont, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-17
  • S65 Uniform Investment Adviser Law Examination
    2026-04-17

View on SEC IAPD

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