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Francisco Javier Carbajales

Morgan Stanley

Miami, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-06
CT RA APPROVED 2016-09-07
TX RA APPROVED 2016-08-08
  • FL RA
    APPROVED
    Since 2018-07-06
  • CT RA
    APPROVED
    Since 2016-09-07
  • TX RA
    APPROVED
    Since 2016-08-08

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Miami FL 03/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 04/2016 Present
  • 03/2016 → Present
    Morgan Stanley Smith Barney Llc
    Miami, FL
  • 04/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2015-03-06 → 2016-04-18
    Credit Suisse Securities (Usa) Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-02
S63 Uniform Securities Agent State Law Examination 2005-10-13
  • S65 Uniform Investment Adviser Law Examination
    2016-09-02
  • S63 Uniform Securities Agent State Law Examination
    2005-10-13
Other Names
  • Francisco J Carbajales

View on SEC IAPD

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HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
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ESCHATON OPPORTUNITIES FUND MANAGEMENT LP · MIAMI, FL
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL
PILOTAI WEALTH · MIAMI, FL
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SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP · MIAMI, FL

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