Inactive

Darren Rock

Rock Financial Planning, LLC

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Current Employers

Rock Financial Planning, Llc

Wilmington, NC • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-04-28

NC RA
APPROVED

Since 2026-04-28

Branch Locations

Wilmington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Wilmington	NC	02/2024	09/2024
Full-Time Student	Wilmington	NC	09/2024	12/2025
Ems Consulting	Tampa	FL	09/2023	02/2024
Ncino	Wilmington	NC	09/2021	08/2023
Department Of The Navy	Fort Meade	MD	05/2019	08/2021
Rock Financial Planning	Wilmington	NC	01/2026	Present
United States Marine Corps	Camp Lejeune	NC	10/1997	09/2018
Ist Research	Fredericksburg	VA	10/2018	12/2018
Career Transition	Baltimore	MD	01/2019	04/2019

02/2024 → 09/2024

Unemployed

Wilmington, NC
09/2024 → 12/2025

Full-Time Student

Wilmington, NC
09/2023 → 02/2024

Ems Consulting

Tampa, FL
09/2021 → 08/2023

Ncino

Wilmington, NC
05/2019 → 08/2021

Department Of The Navy

Fort Meade, MD
01/2026 → Present

Rock Financial Planning

Wilmington, NC
10/1997 → 09/2018

United States Marine Corps

Camp Lejeune, NC
10/2018 → 12/2018

Ist Research

Fredericksburg, VA
01/2019 → 04/2019

Career Transition

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-03-13

S65 Uniform Investment Adviser Law Examination

2026-03-13

View on SEC IAPD

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