Samuel Yechan Lee

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-03-23

CA RA
APPROVED

Since 2026-03-23

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Case Western Reserve University	Cleveland	OH	08/2014	01/2020
Unemployed	Cleveland	OH	01/2020	08/2020
Americorps Vista	Cleveland	OH	08/2020	08/2022
Unemployed	Cerritos	CA	08/2022	03/2026
Lpl Enterprise Llc	Irvine	CA	03/2026	Present

08/2014 → 01/2020

Case Western Reserve University

Cleveland, OH
01/2020 → 08/2020

Unemployed

Cleveland, OH
08/2020 → 08/2022

Americorps Vista

Cleveland, OH
08/2022 → 03/2026

Unemployed

Cerritos, CA
03/2026 → Present

Lpl Enterprise Llc

Irvine, CA

Other Businesses

1. 03/20/2026 - SAMUEL LEE, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Cerritos, CA - OBA Start Date: 03/19/2026 2. 03/20/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Cerritos, CA - OBA Start Date: 03/19/2026

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-05-06
S65	Uniform Investment Adviser Law Examination	2025-09-12

S63 Uniform Securities Agent State Law Examination

2026-05-06
S65 Uniform Investment Adviser Law Examination

2025-09-12