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Current Employers
Rootn Wealth Management, Inc.

13785 Research Blvd Suite 125, Office 137, Austin, TX 78750 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-03
  • TX RA
    APPROVED
    Since 2026-06-03

Branch Locations

13785 Research Blvd Suite 125, Office 137, Austin, TX 78750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shinhan Investment Co. Seoul 04/2012 10/2016
Rootn Global Investors Seoul 04/2017 03/2026
Rootn Global Investors Seoul 03/2026 Present
Rootn Wealth Management, Inc. Austin TX 09/2025 Present
Unemployed Seoul 11/2016 03/2017
  • 04/2012 → 10/2016
    Shinhan Investment Co.
    Seoul
  • 04/2017 → 03/2026
    Rootn Global Investors
    Seoul
  • 03/2026 → Present
    Rootn Global Investors
    Seoul
  • 09/2025 → Present
    Austin, TX
  • 11/2016 → 03/2017
    Unemployed
    Seoul
Other Businesses

founder and Chairman of RootN Global Investors Co., Ltd., a Korea-based asset management firm. His responsibilities are limited to board-level oversight and strategic advisory. Approximately five hours a week are spent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-05
  • S65 Uniform Investment Adviser Law Examination
    2026-02-05
Other Names
  • Jun Lee

View on SEC IAPD

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