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13785 Research Blvd Suite 125, Office 137, Austin, TX 78750 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-03 |
Branch Locations
13785 Research Blvd Suite 125, Office 137, Austin, TX 78750 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shinhan Investment Co. | Seoul | 04/2012 | 10/2016 | |
| Rootn Global Investors | Seoul | 04/2017 | 03/2026 | |
| Rootn Global Investors | Seoul | 03/2026 | Present | |
| Rootn Wealth Management, Inc. | Austin | TX | 09/2025 | Present |
| Unemployed | Seoul | 11/2016 | 03/2017 |
founder and Chairman of RootN Global Investors Co., Ltd., a Korea-based asset management firm. His responsibilities are limited to board-level oversight and strategic advisory. Approximately five hours a week are spent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-05 |
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