Mark Andrew Phillips

Current Employers

Harvested Financial, Llc

Redding, CT • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-12-05

CT RA
APPROVED

Since 2024-12-05

Branch Locations

Redding, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Group One Trading, Lp	New York	NY	06/2006	04/2020
Harvested Financial Llc	Chicago	IL	05/2020	Present

06/2006 → 04/2020

Group One Trading, Lp

New York, NY
05/2020 → Present

Harvested Financial Llc

Chicago, IL

Other Businesses

Harvested Digital Asset Management, General Partner. Director of Fund. While investment related this has no affiliation with advisory activities and shares no clients. HDAM is located at 2217 N Hoyne Ave, Chicago IL, 60647. The business was formed in March 2021. Less than 10 hours per month is spent on this, during market hours. My duties are administrative for the fund wind down.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-19

S65 Uniform Investment Adviser Law Examination

2020-06-19