Austin Yim

Strategic Advisers LLC

Newport Beach, CA

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-07-02
TX	RA	APPROVED	2026-07-02

CA RA
APPROVED

Since 2026-07-02
TX RA
APPROVED

Since 2026-07-02

Branch Locations

Costa Mesa, CA • United States

1600 Newport Center Dr Ste 100, Newport Beach, CA 92660-6208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Fullerton	CA	11/2023	11/2023
Unemployed	Fullerton	CA	03/2016	08/2021
Unemployed	Fullerton	CA	04/2025	06/2025
Pds Health	Irvine	CA	06/2025	03/2026
Compa Technologies	Newport Beach	CA	12/2023	04/2025
Fidelity Investments	Newport Beach	CA	03/2026	Present
Mercer Llc	Los Angeles	CA	08/2021	10/2023

11/2023 → 11/2023

Unemployed

Fullerton, CA
03/2016 → 08/2021

Unemployed

Fullerton, CA
04/2025 → 06/2025

Unemployed

Fullerton, CA
06/2025 → 03/2026

Pds Health

Irvine, CA
12/2023 → 04/2025

Compa Technologies

Newport Beach, CA
03/2026 → Present

Fidelity Investments

Newport Beach, CA
08/2021 → 10/2023

Mercer Llc

Los Angeles, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-11

S66 Uniform Combined State Law Examination

2026-06-11

View on SEC IAPD

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