Ruy Assumpcao Neto

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-31
TX	RA	APPROVED	2026-03-30

FL RA
APPROVED

Since 2026-03-31
TX RA
APPROVED

Since 2026-03-30

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Miami	FL	03/2026	Present
J.P. Morgan Securities Llc	Miami	FL	03/2026	Present
Banco J.P Morgan S.A.	São Paulo		10/2024	02/2026
Unemployed	São Paulo		05/2024	09/2024
Credit Suisse	São Paulo		02/2019	04/2024
Clear Horizon Research	São Paulo		02/2017	01/2019
Alice Borges Agropecuaria	São Paulo		01/2013	02/2017

03/2026 → Present

Jpmorgan Chase Bank, N.A.

Miami, FL
03/2026 → Present

J.P. Morgan Securities Llc

Miami, FL
10/2024 → 02/2026

Banco J.P Morgan S.A.

São Paulo
05/2024 → 09/2024

Unemployed

São Paulo
02/2019 → 04/2024

Credit Suisse

São Paulo
02/2017 → 01/2019

Clear Horizon Research

São Paulo
01/2013 → 02/2017

Alice Borges Agropecuaria

São Paulo

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-15

S66 Uniform Combined State Law Examination

2025-10-15

View on SEC IAPD

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