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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-26 |
| IL | RA | APPROVED | 2026-06-25 |
Branch Locations
20 North Wacker Drive Suite 3010, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Champions First Credit Union | Tallahassee | FL | 06/2024 | 12/2024 |
| First Global Supply Inc | Marlboro | NJ | 05/2022 | 08/2022 |
| Florida State University | Tallahassee | FL | 08/2022 | Present |
| Mr. Happy Party Rentals | Howell | NJ | 05/2021 | 08/2021 |
| Shoprite | Shrewsbury | NJ | 08/2020 | 05/2021 |
| Monmouth Regional Hs | Tinton Falls | NJ | 08/2018 | 06/2022 |
| Tinton Falls Middle School | Tinton Falls | NJ | 08/2015 | 06/2017 |
| Unemployed | Tinton Falls | NJ | 06/2017 | 08/2018 |
| Lpl Enterprise Llc | Chicago | IL | 03/2026 | Present |
1. 03/10/2026 - Ethan Wallace N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Tinton Falls, NJ - INV REL - Start Date: 03/03/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 03/10/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Tinton Falls, NJ - INV REL - Start Date: 03/03/2026 - 160 Hrs/Mth - 160 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-25 |
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