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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-30
  • CA RA
    APPROVED
    Since 2026-05-30

Branch Locations

610 Newport Center Drive Suite 830, Newport Beach, CA 92660 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Pointe Advisors, Llc Newport Beach CA 03/2026 Present
Bank Of New York Mellon Newport Beach CA 09/2022 03/2026
Chico Book Store Chico CA 09/2019 11/2019
Unemployed Laguna Niguel CA 12/2019 09/2022
Unemployed Laguna Niguel CA 01/2016 09/2019
  • 03/2026 → Present
    Newport Beach, CA
  • 09/2022 → 03/2026
    Bank Of New York Mellon
    Newport Beach, CA
  • 09/2019 → 11/2019
    Chico Book Store
    Chico, CA
  • 12/2019 → 09/2022
    Unemployed
    Laguna Niguel, CA
  • 01/2016 → 09/2019
    Unemployed
    Laguna Niguel, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-29
  • S65 Uniform Investment Adviser Law Examination
    2026-05-29

View on SEC IAPD

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