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Karen Aguilar

Ubs Financial Services Inc.

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-06-15
  • NJ RA
    APPROVED
    Since 2017-06-15

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York City NY 03/2011 05/2021
Ubs Weehawken NJ 05/2021 Present
  • 03/2011 → 05/2021
    Ubs
    New York City, NY
  • 05/2021 → Present
    Ubs
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-14
  • S66 Uniform Combined State Law Examination
    2017-06-14

View on SEC IAPD

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