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Geoffrey Stuart Tompkins

Slater Tompkins Legacy, LLC

Santa Rosa, CA

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Current Employers
Slater Tompkins Legacy, Llc

Santa Rosa, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-14
  • CA RA
    APPROVED
    Since 2026-04-14

Branch Locations

Santa Rosa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Redwood Orthopaedic Surgery Associates Santa Rosa CA 08/1993 08/2022
Retired Santa Rosa CA 09/2022 08/2023
Slater-Tompkins Legacy Llc Santa Rosa CA 01/2026 Present
Terry College Of Business At University Of Georgia Athens GA 09/2023 11/2024
None Santa Rosa CA 12/2024 12/2025
  • 08/1993 → 08/2022
    Redwood Orthopaedic Surgery Associates
    Santa Rosa, CA
  • 09/2022 → 08/2023
    Retired
    Santa Rosa, CA
  • 01/2026 → Present
    Slater-Tompkins Legacy Llc
    Santa Rosa, CA
  • 09/2023 → 11/2024
    Terry College Of Business At University Of Georgia
    Athens, GA
  • 12/2024 → 12/2025
    None
    Santa Rosa, CA
Other Businesses

In January 2025 I founded Slater-Tompkins Legacy, LLC, a financial planning firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-05
  • S65 Uniform Investment Adviser Law Examination
    2025-09-05

View on SEC IAPD

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