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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-06-30 |
Branch Locations
8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States
Fairland, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Indianapolis | IN | 02/2026 | Present |
| Western And Southern Life | Indianapolis | IN | 08/2025 | 10/2025 |
| Ball Dentistry | Indianapolis | IN | 10/2025 | Present |
| Sinnis Family Dental | Indianapolis | IN | 08/2024 | 08/2025 |
| Southport Smiles | Indianapolis | IN | 09/2023 | 07/2024 |
| Oller Family Dental | Indianapolis | IN | 01/2020 | 09/2023 |
| Holiday Inn Express | Indianapolis | IN | 01/2016 | 04/2018 |
| Iu Dental School | Indianapolis | IN | 01/2017 | 12/2019 |
1. 2/17/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Fairland IN - OBA Start Date: 02/13/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 2/17/2026 - SHELBY UTTERBACK N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment Related - Fairland IN - OBA Start Date: 02/13/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 2/17/2026 - Ball Dentistry - Outside/W-2 Employment - Not Investment Related - Indianapolis IN - OBA Start Date: 12/15/2025 - 60 Hour(s)/Month - 60 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-12 |
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