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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-07-06 |
Branch Locations
1610 Veterans Parkway, Jeffersonville, IN 47130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| C&M Smith Restaraunts | Salem | IN | 02/2016 | 12/2018 |
| Indiana University Dining | Bloomington | IN | 09/2016 | 05/2019 |
| Holiday World & Splashin' Safari | Santa Claus | IN | 04/2017 | 08/2017 |
| Kentucky Kingdom Llp | Louisville | KY | 04/2018 | 08/2021 |
| Cedar Point | Sandusky | OH | 04/2019 | 09/2019 |
| Aimbridge Hospitality | Louisville | KY | 09/2019 | 05/2020 |
| Flik Hospitality | Louisville | KY | 09/2021 | 10/2021 |
| Fifth Third Bank | Jeffersonville | IN | 10/2021 | Present |
| Fifth Third Securities | Jeffersonville | IN | 02/2026 | Present |
Kirsten's Kafe LLC - Sellersburg IN 47172 - cottage bakery - owner/baker - 20 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2026-05-06 |
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