Shyamali Mukherjee

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-05-21

CA RA
APPROVED

Since 2026-05-21

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

Pleasanton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Pleasanton	CA	01/2026	Present
Mml Investors Services, Llc	Pleasanton	CA	02/2026	Present
Sandia National Lab	Livermore	CA	02/2010	Present

01/2026 → Present

Massmutual Life Insurance Company

Pleasanton, CA
02/2026 → Present

Mml Investors Services, Llc

Pleasanton, CA
02/2010 → Present

Sandia National Lab

Livermore, CA

Other Businesses

Name: Sandia National Lab Inv rel: N Add: 7011 East Avenue, Livermore, CA 94550 Nature: Researcher and Software Engineer. Position: Senior Software Engineer Start date: 02/10/2010 No. HR/MO: 120 No. HR/MO during sec trading: 120 Describe duties: Develop, verify software code, research and publish papers in academia in academic institution.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-15

S66 Uniform Combined State Law Examination

2026-05-15