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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-09 |
Branch Locations
4111 N Tryon St, Charlotte, NC 28206 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 02/2026 | Present |
| Wells Fargo Bank, Na | Charlotte | NC | 12/2024 | Present |
| Millersville University | Millersville | PA | 01/2023 | 12/2024 |
| Jones Dealerships | Lancaster | PA | 05/2022 | 01/2023 |
| Jones Dealerships Inc | Lancaster | PA | 05/2021 | 05/2022 |
| Millersville University | Millersville | PA | 01/2016 | 01/2021 |
| Unempoloyed | Lancaster | PA | 01/2021 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2026-05-15 |
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