Inactive

Nicholas N Dunham

LPl Financial LLC

Greenwood Village, CO

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-03-12

CO RA
APPROVED

Since 2026-03-12

Branch Locations

19751 Mainstreet Ste 340, Parker, CO 80138 • United States

5251 Dtc Pkwy Ste 975, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Zimmerman & Dunham	Parker	CO	11/2018	Present
Nd Sports Llc	Aurora	CO	11/2013	11/2018
Lpl Financial Llc	Parker	CO	03/2026	Present

11/2018 → Present

Zimmerman & Dunham

Parker, CO
11/2013 → 11/2018

Nd Sports Llc

Aurora, CO
03/2026 → Present

Lpl Financial Llc

Parker, CO

Designations

Other Names

Nicholas N Dunham
Nicholas Dunham

View on SEC IAPD

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Other Offices

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