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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-03-16
  • MA RA
    APPROVED
    Since 2026-03-16

Branch Locations

84 Faunce Corner Rd, Ste 310, North Dartmouth, MA 02747 • United States

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southcoast Financial Group Dartmouth MA 09/2022 Present
Sowell Management Dartmouth MA 02/2026 Present
Usa Wealth Group Dartmouth MA 11/2021 09/2022
Oasis Behavioral Health Norwood MA 03/2020 11/2021
Smg Hawthorn Medical Associates Dartmouth MA 10/2018 03/2020
Justice Resource Institute Taunton MA 06/2017 12/2019
Unemployed Dartmouth MA 09/2016 05/2017
High Point Treatment Center Brockton MA 05/2012 09/2016
  • 09/2022 → Present
    Southcoast Financial Group
    Dartmouth, MA
  • 02/2026 → Present
    Dartmouth, MA
  • 11/2021 → 09/2022
    Usa Wealth Group
    Dartmouth, MA
  • 03/2020 → 11/2021
    Oasis Behavioral Health
    Norwood, MA
  • 10/2018 → 03/2020
    Smg Hawthorn Medical Associates
    Dartmouth, MA
  • 06/2017 → 12/2019
    Justice Resource Institute
    Taunton, MA
  • 09/2016 → 05/2017
    Unemployed
    Dartmouth, MA
  • 05/2012 → 09/2016
    High Point Treatment Center
    Brockton, MA
Other Businesses

1) Insurance Producer License; investment-related; Dartmouth, MA; Licensed Insurance Producer with lines of authority to sell Life, Accident, & Health/Sickness policies; starting 10/2021; less than 5 hours a month spent during trading hours dedicated to this activity; Involves the sale of insurance products and policies for a commission. 2) South Coast Financial, 84 Faunce Cnr Rd Dartmouth, MA; investment-related; Director of Operations; starting 09/2022; DBA used to provide and market insurance and financial services, investment advisory services offered through Sowell Management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-18
  • S65 Uniform Investment Adviser Law Examination
    2025-12-18
Other Names
  • Tayla Farley
  • Tayla Sousa

View on SEC IAPD

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