Samantha Dawn Owens

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-08-12
IL	RA	APPROVED	2019-08-09

TX RA
APPROVED_RES

Since 2019-08-12
IL RA
APPROVED

Since 2019-08-09

Branch Locations

Lake Bluff, IL • United States

2001 W Montrose Ave, Chicago, IL 60618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harris Investor Services, Inc	Oak Brook Terrace	IL	10/2010	06/2019
Edward Jones	St. Louis	MO	08/2019	Present

10/2010 → 06/2019

Harris Investor Services, Inc

Oak Brook Terrace, IL
08/2019 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2016-06-29 → 2019-06-18

Bmo Harris Financial Advisors, Inc.

Chicago, IL

Chicago, IL

Oakbrook Terrace, IL

Chicago, IL

Lincolnwood, IL

Chicago, IL

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-02-23
S63	Uniform Securities Agent State Law Examination	2005-09-09

S66 Uniform Combined State Law Examination

2012-02-23
S63 Uniform Securities Agent State Law Examination

2005-09-09

Other Names

Samantha Dawn Owens
Samantha Dawn Cole
Samantha Owens

View on SEC IAPD

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