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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2019-08-12
TX RA APPROVED_RES 2005-07-19
  • VI RA
    APPROVED
    Since 2019-08-12
  • TX RA
    APPROVED_RES
    Since 2005-07-19

Branch Locations

Frisco, TX • United States

6860 N Dallas Pkwy Ste 500, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plano TX 09/2005 03/2020
Ameriprise Financial Services, Llc Plano TX 03/2020 Present
Other Businesses

Other Business Activities; Facebook Marketplace; selling used personal items; 13816 Leland Drive, , Frisco, TX, 75035; Not Investment-Related; 03/02/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-01
  • S66 Uniform Combined State Law Examination
    2005-12-01
Other Names
  • Jennifer Karleen Wells
  • Jennifer Karleen Ibarguen

View on SEC IAPD

More in Frisco, TX

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