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Mehrdad Azargoshasb

Wells Fargo Clearing Services, LLC

San Francisco, CA

San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-05-14
  • CA RA
    APPROVED
    Since 2014-05-14

Branch Locations

2100 Fillmore St, San Francisco, CA 94115 • United States

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Francisco CA 04/2014 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2014-05-21
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 2009-12-04 → 2012-10-01
    Chase Investment Services Corp.
    San Jose, CA
    San Jose, CA
    Morgan Hill, CA
    San Jose, CA
    San Jose, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Jose, CA
  • 2009-07-07 → 2009-09-16
    Edward Jones
    San Jose, CA
    St Louis, MO
    San Jose, CA
  • 2008-01-30 → 2009-01-29
    Banc Of America Investment Services, Inc.
    Turlock, CA
    Merced, CA
  • 2005-10-19 → 2008-01-15
    Wells Fargo Investments, Llc
    Turlock, CA
    Turlock, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-18
  • S66 Uniform Combined State Law Examination
    2005-10-18
Other Names
  • Michael Azar

View on SEC IAPD

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DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
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