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David Kavian

LPl Financial LLC

Los Angeles, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-06
  • CA RA
    APPROVED
    Since 2026-05-06

Branch Locations

11965 Venice Blvd Suite 400, Los Angeles, CA 90066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Los Angeles CA 10/2025 Present
Bloomberg Lp San Francisco CA 05/2019 10/2025
Capital One Wilmington DE 11/2012 03/2019
Lpl Financial Los Angeles CA 02/2026 Present
  • 10/2025 → Present
    Unemployed
    Los Angeles, CA
  • 05/2019 → 10/2025
    Bloomberg Lp
    San Francisco, CA
  • 11/2012 → 03/2019
    Capital One
    Wilmington, DE
  • 02/2026 → Present
    Lpl Financial
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-05
  • S66 Uniform Combined State Law Examination
    2026-05-05

View on SEC IAPD

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