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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-04-17
PR RA APPROVED 2026-04-14
AK RA APPROVED 2026-04-13
MT RA APPROVED 2026-04-07
NC RA APPROVED 2026-04-07
ND RA APPROVED 2026-04-07
VI RA APPROVED 2026-04-07
AL RA APPROVED 2026-04-06
DE RA APPROVED 2026-04-06
GA RA APPROVED 2026-04-06
IA RA APPROVED 2026-04-06
KS RA APPROVED 2026-04-06
LA RA APPROVED 2026-04-06
ME RA APPROVED 2026-04-06
MD RA APPROVED 2026-04-06
MN RA APPROVED 2026-04-06
NE RA APPROVED 2026-04-06
NM RA APPROVED 2026-04-06
TX RA APPROVED_RES 2026-04-06
UT RA APPROVED 2026-04-06
NY RA APPROVED 2023-05-02
FL RA APPROVED 2023-04-24
  • DC RA
    APPROVED
    Since 2026-04-17
  • PR RA
    APPROVED
    Since 2026-04-14
  • AK RA
    APPROVED
    Since 2026-04-13
  • MT RA
    APPROVED
    Since 2026-04-07
  • NC RA
    APPROVED
    Since 2026-04-07
  • ND RA
    APPROVED
    Since 2026-04-07
  • VI RA
    APPROVED
    Since 2026-04-07
  • AL RA
    APPROVED
    Since 2026-04-06
  • DE RA
    APPROVED
    Since 2026-04-06
  • GA RA
    APPROVED
    Since 2026-04-06
  • IA RA
    APPROVED
    Since 2026-04-06
  • KS RA
    APPROVED
    Since 2026-04-06
  • LA RA
    APPROVED
    Since 2026-04-06
  • ME RA
    APPROVED
    Since 2026-04-06
  • MD RA
    APPROVED
    Since 2026-04-06
  • MN RA
    APPROVED
    Since 2026-04-06
  • NE RA
    APPROVED
    Since 2026-04-06
  • NM RA
    APPROVED
    Since 2026-04-06
  • TX RA
    APPROVED_RES
    Since 2026-04-06
  • UT RA
    APPROVED
    Since 2026-04-06
  • NY RA
    APPROVED
    Since 2023-05-02
  • FL RA
    APPROVED
    Since 2023-04-24

Branch Locations

1441 Brickell Avenue, 16Th Floor, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Miami FL 12/2016 02/2017
Unemployed Mendoza 06/2015 12/2016
Brickell Global Markets, Inc. Miami FL 02/2017 05/2017
Brickell Bank Miami FL 02/2017 05/2017
Citigroup Miami FL 05/2017 11/2017
Unemployed Mendoza 12/2017 04/2018
Unemployed Mendoza 03/2019 07/2019
Bci Miami Miami FL 02/2020 07/2020
Citigroup Miami FL 07/2020 03/2023
Code & Kids Mendoza 07/2019 12/2019
Unemployed Mendoza 12/2019 02/2020
Global Academia Prep Mendoza 04/2018 02/2019
Hsbc Bank Usa, N.A. Miami FL 04/2023 Present
Hsbc Securities (Usa) Inc. Miami FL 04/2023 Present
  • 12/2016 → 02/2017
    Unemployed
    Miami, FL
  • 06/2015 → 12/2016
    Unemployed
    Mendoza
  • 02/2017 → 05/2017
    Brickell Global Markets, Inc.
    Miami, FL
  • 02/2017 → 05/2017
    Brickell Bank
    Miami, FL
  • 05/2017 → 11/2017
    Citigroup
    Miami, FL
  • 12/2017 → 04/2018
    Unemployed
    Mendoza
  • 03/2019 → 07/2019
    Unemployed
    Mendoza
  • 02/2020 → 07/2020
    Bci Miami
    Miami, FL
  • 07/2020 → 03/2023
    Citigroup
    Miami, FL
  • 07/2019 → 12/2019
    Code & Kids
    Mendoza
  • 12/2019 → 02/2020
    Unemployed
    Mendoza
  • 04/2018 → 02/2019
    Global Academia Prep
    Mendoza
  • 04/2023 → Present
    Hsbc Bank Usa, N.A.
    Miami, FL
  • 04/2023 → Present
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-04
  • S66 Uniform Combined State Law Examination
    2020-12-04

View on SEC IAPD

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