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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2015-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Fund Distributor | Menomonee Falls | WI | 09/2010 | 10/2021 |
| Wells Fargo Funds Management, Llc | Menomonee Falls | WI | 03/2015 | 10/2021 |
| Allspring Funds Management, Llc | Menomonee Falls | WI | 11/2021 | Present |
| Allspring Funds Distributor, Llc | Menomonee Falls | WI | 11/2021 | Present |
Update 7/26/2024 to OBA: Role: Vice Chair-7/26/2024 Start Date: July 7th 2023: Name/address: Cherry Hills Christian School Board Member 3900 Grace Blvd. Highlands Ranch, CO 80126 Nature of Business: School Board member for this Non-profit-now Vice Chair role on the board. Does not interfere with work at Allspring-no conflicts Not an investment related business 5 hours per month devoted to business 0 hours devoted during trading hours Duties: Board member/meetings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-26 |
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