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St. George, UT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rocky Vista University | Ivins | UT | 01/2022 | Present |
| Front Range Community College | Westminster | CO | 09/2017 | 01/2022 |
| Johnson & Wales University Denver | Denver | CO | 07/2016 | 09/2017 |
| Independent Life Insurance Producer | St. George | UT | 07/2024 | Present |
Entry 1: Rocky Vista University Investment-Related?: No Address: 255 E. Center St, Ivins, UT 84738 Nature of Business: Higher education / medical university administration Position / Title / Relationship: Assistant Dean of Student Affairs & Advising Start Date: 02/2022 Approx. Hours/Month: 120 Hours During Securities Trading Hours: 100 Description of Duties: Administrative leadership role in higher education, including oversight of student affairs, advising, educational support, disability services, and related university operations. No investment-related duties. Entry 2: Insurance Activity Name of Other Business: Independent Insurance Producer Activity/Ridgeview Financial LLC Investment-Related?: Yes Address: 1395 E. White Bluff Dr, St. George, UT 84790 Nature of Business: Insurance sales / insurance producer activity Position / Title / Relationship: Licensed Insurance Producer / Agent Start Date: 01/2026 Approx. Hours/Month: 20 Hours During Securities Trading Hours: 15 Description of Duties: Licensed insurance producer activity involving life insurance and annuity products. May receive commission-based compensation. Supervise/coach other producers. Activity is separate from Ridgeview Financial LLC advisory services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-08 |
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