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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
CA RA APPROVED 2026-04-01
  • TX RA
    APPROVED
    Since 2026-06-05
  • CA RA
    APPROVED
    Since 2026-04-01

Branch Locations

406 N Euclid St, Anaheim, CA 92801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 01/2026 Present
Deloitte San Francisco CA 07/2024 01/2026
Asucla Los Angeles CA 10/2023 06/2024
N/A Los Angeles CA 08/2023 10/2023
Deloitte San Francisco CA 06/2023 08/2023
Ucla Accounts Payable Los Angeles CA 10/2022 06/2023
Accenture Los Angeles CA 06/2022 08/2022
N/A Los Angeles CA 08/2022 10/2022
Jumpstart Los Angeles CA 10/2021 06/2022
N/A Los Angeles CA 01/2016 10/2021
Ucla Los Angeles CA 10/2020 06/2024
Bank Of America, N.A. Newport Beach CA 02/2026 Present
  • 01/2026 → Present
    Newport Beach, CA
  • 07/2024 → 01/2026
    Deloitte
    San Francisco, CA
  • 10/2023 → 06/2024
    Asucla
    Los Angeles, CA
  • 08/2023 → 10/2023
    N/A
    Los Angeles, CA
  • 06/2023 → 08/2023
    Deloitte
    San Francisco, CA
  • 10/2022 → 06/2023
    Ucla Accounts Payable
    Los Angeles, CA
  • 06/2022 → 08/2022
    Accenture
    Los Angeles, CA
  • 08/2022 → 10/2022
    N/A
    Los Angeles, CA
  • 10/2021 → 06/2022
    Jumpstart
    Los Angeles, CA
  • 01/2016 → 10/2021
    N/A
    Los Angeles, CA
  • 10/2020 → 06/2024
    Ucla
    Los Angeles, CA
  • 02/2026 → Present
    Bank Of America, N.A.
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-01
  • S66 Uniform Combined State Law Examination
    2026-04-01
Other Names
  • Matthew F Rodriguez

View on SEC IAPD

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