Nicholas Stavros Nalbatian

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-02-25

CT RA
APPROVED

Since 2026-02-25

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrillz High-Flying Adventure Park	Danbury	CT	10/2020	09/2021
Western Connecticut State University	Danbury	CT	09/2021	03/2022
Whole Foods Market	Danbury	CT	03/2022	11/2023
Western Connecticut State University	Danbury	CT	01/2023	01/2024
Webster Bank	Brookfield	CT	12/2023	12/2025
Ubs Financial Services	Hartford	CT	01/2026	Present
Westside Middle School; Danbury High School; Wcsu	Danbury	CT	01/2016	05/2025

10/2020 → 09/2021

Thrillz High-Flying Adventure Park

Danbury, CT
09/2021 → 03/2022

Western Connecticut State University

Danbury, CT
03/2022 → 11/2023

Whole Foods Market

Danbury, CT
01/2023 → 01/2024

Western Connecticut State University

Danbury, CT
12/2023 → 12/2025

Webster Bank

Brookfield, CT
01/2026 → Present

Ubs Financial Services

Hartford, CT
01/2016 → 05/2025

Westside Middle School; Danbury High School; Wcsu

Danbury, CT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-09-25
S65	Uniform Investment Adviser Law Examination	2025-02-20

S63 Uniform Securities Agent State Law Examination

2025-09-25
S65 Uniform Investment Adviser Law Examination

2025-02-20

Other Names

Nicholas Nalbatian

View on SEC IAPD

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