Brett Jones

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-03-11
IN	RA	APPROVED	2026-03-10

NJ RA
APPROVED

Since 2026-03-11
IN RA
APPROVED

Since 2026-03-10

Branch Locations

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

New Haven, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Enterprise Llc	Newark	NJ	01/2026	Present
Wayne Township Assessors	Fort Wayne	IN	02/2021	05/2026
Star Financial	Fort Wayne	IN	09/2020	02/2021
Roussel Concrete	Fort Wayne	IN	06/2020	08/2020
Allen County Community Development Corp	Fort Wayne	IN	10/2017	05/2020
Haley Elementary School	Fort Wayne	IN	08/2015	10/2017

01/2026 → Present

Lpl Enterprise Llc

Newark, NJ
02/2021 → 05/2026

Wayne Township Assessors

Fort Wayne, IN
09/2020 → 02/2021

Star Financial

Fort Wayne, IN
06/2020 → 08/2020

Roussel Concrete

Fort Wayne, IN
10/2017 → 05/2020

Allen County Community Development Corp

Fort Wayne, IN
08/2015 → 10/2017

Haley Elementary School

Fort Wayne, IN

Other Businesses

1. 1/23/2026 - BRETT JONES N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency- Investment Related - New Haven IN - OBA Start Date: 01/22/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 1/23/2026- Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - New Haven IN - OBA Start Date: 01/22/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-10

S66 Uniform Combined State Law Examination

2026-03-10