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Timothy Cole

LPl Financial LLC

Carlsbad, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-04
  • CA RA
    APPROVED
    Since 2026-08-04

Branch Locations

2888 Loker Ave E Ste 316, Carlsbad, CA 92010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Depuy Synthes J&J San Diego CA 10/2016 11/2019
Unemployed San Diego CA 05/2016 10/2016
Nuvasive San Diego CA 11/2019 03/2025
Unemployed San Diego CA 03/2025 01/2026
Fidelity Investments San Diego CA 01/2026 08/2026
Lpl Financial Carlsbad CA 08/2026 Present
  • 10/2016 → 11/2019
    Depuy Synthes J&J
    San Diego, CA
  • 05/2016 → 10/2016
    Unemployed
    San Diego, CA
  • 11/2019 → 03/2025
    Nuvasive
    San Diego, CA
  • 03/2025 → 01/2026
    Unemployed
    San Diego, CA
  • 01/2026 → 08/2026
    Fidelity Investments
    San Diego, CA
  • 08/2026 → Present
    Lpl Financial
    Carlsbad, CA
Previous Registrations
Other Businesses

1. 08/2026 - N/A - Real Estate Rental - Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – San Diego, CA, 92103 – OBA Start Date: 01/15/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-18
  • S66 Uniform Combined State Law Examination
    2026-05-18

View on SEC IAPD

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Other Investors

JASON RICHARD LABRUM
Samuel Bowman Wheeler
Thomas Ohanesian
JORDIE ELIZABETH CZAPINSKI
ROBERT EDWARD PATERSON
ALEX KLINGENSMITH
Brittney Nicole Partow
Nolan Tyler Martin

Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

More in Carlsbad, CA

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