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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-23 |
Branch Locations
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of California Irvine | Santa Ana | CA | 10/2020 | 01/2026 |
| Evergreen World Adhc | Westminster | CA | 08/2021 | 03/2022 |
| Evergreen World Adhc | Westminster | CA | 07/2024 | 09/2024 |
| Lpl Enterprise Llc | Irvine | CA | 01/2026 | Present |
| La Quinta High School | Westminster | CA | 01/2016 | 06/2020 |
| Unemployed | Santa Ana | CA | 06/2020 | 10/2020 |
1. 01/21/2026 - Bill Do, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Santa Ana, CA - OBA Start Date: 01/13/2026 2. 01/21/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Santa Ana, CA - OBA Start Date: 01/13/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-22 |
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