Jay Thomas Sullivan

Current Employers

Kmf Investments Management, Llc

Denton, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-20

TX RA
APPROVED

Since 2026-01-20

Branch Locations

Spring, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Conroe Independent School District	Conroe	TX	04/2021	Present
Unemployed	Spring	TX	06/2018	03/2021
Norton Rose Fulbright Us, Llp	Houston	TX	10/2012	05/2018

04/2021 → Present

Conroe Independent School District

Conroe, TX
06/2018 → 03/2021

Unemployed

Spring, TX
10/2012 → 05/2018

Norton Rose Fulbright Us, Llp

Houston, TX

Other Businesses

Conroe Independent School District. Business is not investment related. Address: 3205 W Davis St, Conroe, TX 77304 Nature of business: Education Position: Substitute teacher Title: Substitute Teacher Start Date: April 2021 Approximate Hours: 8 hours per month During Securities Trading Hours: 6 hours per month Duties: I have done limited and infrequent substitute teaching for my local school district since 2021. I may continue to stay on the roster of available teachers but have discretion to accept opportunities only when it is convenient and does not conflict with other duties.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-30

S65 Uniform Investment Adviser Law Examination

2025-10-30