Adam Neil Mauldin

Current Employers

Rightoak Asset Management, Llc

Grand Ledge, MI • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-02-13
TX	RA	APPROVED	2026-02-04

GA RA
APPROVED

Since 2026-02-13
TX RA
APPROVED

Since 2026-02-04

Branch Locations

Grand Ledge, MI • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Cumming	GA	05/2012	Present
Character Visits	Atlanta	GA	04/2017	06/2019
Selp Employed	Cumming	GA	05/2012	06/2019
Hampton Inn	Cumming	GA	03/2018	11/2020
Vader's Vault	Cumming	GA	02/2021	04/2022
Rightoak Asset Management D/B/A Dominion Financial	Grand Ledge	MI	01/2026	Present

05/2012 → Present

Self Employed

Cumming, GA
04/2017 → 06/2019

Character Visits

Atlanta, GA
05/2012 → 06/2019

Selp Employed

Cumming, GA
03/2018 → 11/2020

Hampton Inn

Cumming, GA
02/2021 → 04/2022

Vader's Vault

Cumming, GA
01/2026 → Present

Rightoak Asset Management D/B/A Dominion Financial

Grand Ledge, MI

Other Businesses

1. DataOceans. Non-Investment Related. 2400 Lakeview Parkway, Suite 580, Alpharetta, GA 30009. Customer communications management (CCM) software. Digital Security Guard. ~25 hours per week during securities trading hours. ~15 hours per week outside of securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-01-14

S65 Uniform Investment Adviser Law Examination

2026-01-14