Vijay Malik

Current Employers

Sophis Investments Llc

230 Park Avenue Fl 3, New York, NY 10169-0018 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2014-10-31

CT RA
APPROVED

Since 2014-10-31

Branch Locations

230 Park Avenue Fl 3, New York, NY 10169-0018 • United States

Lathrop, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Everest Group Llc	Omaha	NE	12/2013	12/2016
Holliday Fenoglio Fowler, L.P.	Washington	DC	01/2017	11/2017
Sophis Investments Llc	New York	NY	06/2014	Present

12/2013 → 12/2016

Everest Group Llc

Omaha, NE
01/2017 → 11/2017

Holliday Fenoglio Fowler, L.P.

Washington, DC
06/2014 → Present

Sophis Investments Llc

New York, NY

Previous Registrations

2012-10-05 → 2012-11-14

Check Capital Management Inc

Phoenix, AZ
2012-01-06 → 2012-09-04

Malik Asset Management, Llc

Falls Church, VA

Other Businesses

MR. MALIK IS INVOLVED WITH A NUMBER OF NON-AFFILIATED, NON-INVESTMENT RELATED INTERESTS, INCLUDING AS PRESIDENT OF MIDDLE AMERICA CAPITAL, A NEBRASKA REAL ESTATE INVESTMENT COMPANY SINCE JANUARY 2025; AND AS A PRIVATE REAL ESTATE INVESTOR; AND MAY DEVOTE A SIGNIFICANT AMOUNT OF TIME EACH MONTH DURING TRADING HOURS TO THESE AND OTHER INTERESTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-03-12

S65 Uniform Investment Adviser Law Examination

2011-03-12

View on SEC IAPD