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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-28 |
Branch Locations
2627 Mccormick Dr. Ste. 101A, Clearwater, FL 33759 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Tampa | FL | 09/2007 | 07/2020 |
| Lincoln Investment | Fort Washington | PA | 07/2020 | 10/2024 |
| Capital Analysts | Fort Washington | PA | 07/2020 | 10/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2024 | Present |
1. DEIDRE FERNALD, 680 Main St, Dunedin FL 34698, United States, 09/28/2024, Board Member, Networking , NIR, 10/MO - 2/Trading 2. MJF GRADING, 1413 S Hillcrest Ave, Clearwater FL 33756, United States, 09/28/2024, Partner, Administrative, NIR, 10/MO - 10/Trading 3. FERN FINANCIAL PLANNING LLC, 1413 S Hillcrest Ave, Clearwater FL 33756, United States, 09/28/2024, IAR, INV REL, 1/MO - 1/Trading 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 10/2024 5. FERN FINANCIAL PLANNING, 2627 McCormick Dr, Ste 101A, Clearwater FL 33759, 07/2025, Owner, Retail Sales/Distribution, NIR, 3 HR/MO, 3 HR/MO TRADING. 6. MJF Grading, 1527 Kurt Lane, Clearwater FL 33764, United States, 09/2024, Owner, Owner/Partner of a Business Entity, Not Investment Related, 10 HR/MO, 10 HR/MO Trading 7. BFA WEALTH PARTNERS, A CAPITAS PARTNER, 6406 Ivy Lane, Suite 220, Greenbelt MD 20770, United States, 01/16/2026, Agent, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-20 |
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