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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-01
  • CO RA
    APPROVED
    Since 2026-05-01

Branch Locations

Aurora, CO • United States

6025 S Quebec St Suite 170, Centennial, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Falcon Creek Middle School Aurora CO 01/2016 07/2017
Grandview High School Aurora CO 08/2017 07/2021
American Eagle Aurora CO 12/2019 03/2020
Olive Garden Aurora CO 03/2020 05/2020
Colorado State University Fort Collins CO 08/2021 02/2024
Target Aurora CO 12/2021 12/2021
Sprouts Fort Collins CO 04/2023 08/2023
Sam's Club Fort Collins CO 02/2024 07/2025
Unemployed Aurora CO 07/2025 02/2026
Equitable Advisors, Llc. New York NY 02/2026 03/2026
Vance Financial Group Aurora CO 05/2026 Present
Cetera Wealth Services, Llc El Segundo CA 05/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2026 Present
  • 01/2016 → 07/2017
    Falcon Creek Middle School
    Aurora, CO
  • 08/2017 → 07/2021
    Grandview High School
    Aurora, CO
  • 12/2019 → 03/2020
    American Eagle
    Aurora, CO
  • 03/2020 → 05/2020
    Olive Garden
    Aurora, CO
  • 08/2021 → 02/2024
    Colorado State University
    Fort Collins, CO
  • 12/2021 → 12/2021
    Target
    Aurora, CO
  • 04/2023 → 08/2023
    Sprouts
    Fort Collins, CO
  • 02/2024 → 07/2025
    Sam's Club
    Fort Collins, CO
  • 07/2025 → 02/2026
    Unemployed
    Aurora, CO
  • 02/2026 → 03/2026
    New York, NY
  • 05/2026 → Present
    Vance Financial Group
    Aurora, CO
  • 05/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: VANCE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WEALTH MANAGEMENT; START DATE: 05/2026; POSITION/TITLE/RELATIONSHIP: WEALTH MANAGEMENT ASSISTANT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: ASSIST ADVISORS IN THEIR ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-05
  • S66 Uniform Combined State Law Examination
    2026-01-05
Other Names
  • Erik Niklas Haug
  • Erik Haug

View on SEC IAPD

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