Wendy Nichole Hunt

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-04-24

FL RA
APPROVED

Since 2019-04-24

Branch Locations

18167 Us Hwy19 N Ste 400, Clearwater, FL 33764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corp	Moline	IL	07/2011	04/2018
Lpl Financial, Llc	Clearwater	FL	04/2019	Present
Unemployed	Safety Harbor	FL	05/2018	03/2019

07/2011 → 04/2018

Invest Financial Corp

Moline, IL
04/2019 → Present

Lpl Financial, Llc

Clearwater, FL
05/2018 → 03/2019

Unemployed

Safety Harbor, FL

Previous Registrations

2011-08-08 → 2018-04-24

Invest Financial Corporation

Appleton, WI
2010-10-14 → 2011-07-19

J. W. Cole Advisors, Inc.

Tampa, FL

Tampa, FL
2009-03-26 → 2010-05-05

Raymond James Financial Services Advisors, Inc

Saint Petersburg, FL
2008-09-18 → 2009-10-10

Raymond James Financial Services, Inc.

St Petersburg, FL

Designations

Other Names

Wendy Nichole Wilson
Wendy Nichole Williams
Wendy Nicole Williams

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.

USA FINANCIAL SECURITIES LLC

BEDINGHAUS FINANCIAL GROUP, INC

AMERIPRISE FINANCIAL SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

HEIDE REBECCA DELUCA

ESTHER LYNN ROPP

MICHAEL JAMES BURROWS

TODD DANIEL BASLER

JOAN ELISE KREBEL

Other Offices

PFS INVESTMENTS INC. · CLEARWATER, FL

PFS INVESTMENTS INC. · CLEARWATER, FL

PFS INVESTMENTS INC. · CLEARWATER , FL

USA FINANCIAL SECURITIES LLC · Clearwater, FL

BEDINGHAUS FINANCIAL GROUP, INC · CLEARWATER, FL

AMERIPRISE FINANCIAL SERVICES, LLC · Clearwater, FL

EDWARD JONES · CLEARWATER, FL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · CLEARWATER, FL

More in Clearwater, FL

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