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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-12-14
TX RA APPROVED 2013-01-17
NJ RA APPROVED 2013-01-08
  • PA RA
    APPROVED
    Since 2020-12-14
  • TX RA
    APPROVED
    Since 2013-01-17
  • NJ RA
    APPROVED
    Since 2013-01-08

Branch Locations

1 Deforest Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2004 Present
Bank Of America, N.A. Jersey City NJ 12/2012 Present
Other Businesses

I*: 2564266 Entity Type: Not for Profit Name of OBA: Pennsylvania Youth Ballet: Ballet Guild of the Lehigh Valley Address: Bethlehem, PA 18018 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 9/1/2025 Number of Hours: 12 hrs mthly Number of Hours during trading: 0 Duties: Ballet Guild of the Lehigh Valley, Inc. is a non-profit 501(c) (3) organization dedicated to fostering the art of theatre dance, primarily classical ballet, through education and performances. Board Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-07
  • S66 Uniform Combined State Law Examination
    2013-01-07
Other Names
  • Charles J Vail
  • Charles Vail

View on SEC IAPD

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