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Nellie Kathryn Butler

Wells Fargo Clearing Services, LLC

Kaysville, UT

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-04-16
  • UT RA
    APPROVED
    Since 2026-04-16

Branch Locations

250 N Main St, Kaysville, UT 84037 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Kaysville UT 01/2026 Present
Wells Fargo Bank, Na Kaysville UT 07/2024 Present
Ross Stores Riverdale UT 07/2018 09/2019
Ross Stores Farmington UT 09/2019 02/2020
Ross Stores Farmington UT 02/2020 08/2020
Ross Stores Farmington UT 08/2020 10/2020
Ross Stores Farmington UT 10/2020 08/2023
Ross Stores West Valley City UT 08/2023 07/2024
N/A Kaysville UT 06/2005 06/2018
  • 01/2026 → Present
    Wells Fargo Clearing Services, Llc
    Kaysville, UT
  • 07/2024 → Present
    Wells Fargo Bank, Na
    Kaysville, UT
  • 07/2018 → 09/2019
    Ross Stores
    Riverdale, UT
  • 09/2019 → 02/2020
    Ross Stores
    Farmington, UT
  • 02/2020 → 08/2020
    Ross Stores
    Farmington, UT
  • 08/2020 → 10/2020
    Ross Stores
    Farmington, UT
  • 10/2020 → 08/2023
    Ross Stores
    Farmington, UT
  • 08/2023 → 07/2024
    Ross Stores
    West Valley City, UT
  • 06/2005 → 06/2018
    N/A
    Kaysville, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-15
S63 Uniform Securities Agent State Law Examination 2026-03-24
  • S65 Uniform Investment Adviser Law Examination
    2026-04-15
  • S63 Uniform Securities Agent State Law Examination
    2026-03-24
Other Names
  • Nellie Kathryn Moore
  • Nellie Butler

View on SEC IAPD

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